A New Jersey Securities Arbitration Lawyer to Help with Transactions
If you have investment losses, a securities arbitration lawyer can help you. Investment losses are not uncommon, especially in down markets. But larger, unexplained losses can be troubling. There could be a fraudulent activity or unethical practices relating to your investments. You have protection and options available, though. An experienced lawyer is your advocate during these distressing situations.
Types of securities
The world of securities and investments can be complex. Novice investors should hire a professional to guide them. It is also helpful to have a securities arbitration lawyer in case of concerns or suspicions of illegal activity. Individuals should also have a basic understanding of securities before making investments. A security is a financial instrument that holds value.
There are five types of securities that a person could invest in. Equity securities are those that shareholders in a company or trust hold in shares of stock. Debt securities represent borrowed money such as CDs and corporate bonds. Hybrid securities are a combination of debt and equity securities. A derivative security is a financial contract where the value of an asset determines its price. Asset-back securities include loans, leases, credit card debts, and mortgages.
Getting help with SEC filings
Anyone making large investments must file with the Security and Exchange Commission. These filings can be complex and time-consuming. Sometimes, individuals make mistakes when filing the necessary documentation. A securities arbitration lawyer knows how to help with these requirements. Using an attorney to draft and submit the paperwork ensures timeliness and accuracy.
Help when dealing with investment fraud
One of the most urgent reasons for a securities arbitration lawyer is to investigate investment fraud. Fraudulent activity on an investment account is also a common cause of heavy losses. Investors who suspect that brokers have dealt with them illegally should consult an attorney. With fraudulent securities transactions, the lawyer can pursue action in court. Attorneys can also look into allegations of investor trading.
Providing guidance before investing
Sometimes, a broker will encourage an investor to invest money in a questionable company. This should give pause to the individual and raise serious concerns. The investor can then contact a reputable securities arbitration lawyer. The lawyer will investigate the company and its practices. The attorney can tell the investor whether it is wise to buy stock in that company or not.
A securities arbitration lawyer can help you protect your rights as an investor
The world of securities can be complex and confusing. There is always the potential to suffer financial losses. If the losses are large and questionable, a securities arbitration lawyer can help. These attorneys have training and experience in pursuing legal action against brokers. If you worry about investing with a certain company, get legal help. Attorneys are also available if you allege insider trading or other illegal activity.
Call us at (732) 449-0449 for more information from Anthony J. Cafaro, P.C. or to schedule a consultation in our office in Sea Girt. NOTE: This is for informational purposes only and does not constitute legal advice.
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