Securities arbitration is available to you in the wake of significant investment concerns. Investment can be complex. Sometimes, you may suffer losses that you cannot explain or understand. An experienced securities attorney can figure out whether any illegal activities have occurred. An attorney will also protect your rights as an investor in New Jersey.
Anyone who invests money understands that there is some risk in doing so. Some investments are riskier than others. But, people should have peace of mind that they will not lose their money. Not all investment brokers act ethically and may poorly invest a client’s money. Resources are available for clients to turn to for help in such situations.
First, attorneys can handle securities arbitration to protect investors. In New Jersey, the Bureau of Securities regulates investments. It also acts as a place where investors can file complaints. The Division of Consumer Affairs is also available. It protects individuals and businesses from fraud. Lastly, the Financial Industry Regulatory Authority (FINRA) oversees brokers in the country and works with the Securities and Exchange Commission (SEC).
Depending on market conditions, investors can suffer losses from time to time. Small and moderate losses in investments are not uncommon. An investor should consider securities arbitration if there is a suspicion of fraud or malfeasance. A securities attorney will investigate any possible investment misconduct. An experienced attorney understands the laws and regulations around legal and ethical investing.
An attorney can represent investors whose losses are small, in the millions, or in between. Attorneys work with clients who allege misconduct with any investment accounts. This includes individual retirement accounts and 401(k) accounts. A securities attorney can also represent businesses. Clients should look to an attorney for help when there have been losses with any securities. These can be stocks, bonds, commodities, and real estate.
The biggest advantage of working with securities arbitration attorneys is their experience. An attorney should have a proven track record of success working with clients on both sides — investors and brokers. A good securities attorney will have worked at all stages of an investment fraud case. This includes pleadings, settlements, and court cases. Reputable attorneys have a deep knowledge of securities regulations and laws. Attorneys are also equipped to work with regulatory bodies and agencies.
The prospect of losing money in an investment can be a bleak one. This is especially true if your losses are a result of fraudulent activity. On the bright side, help is available when you work with a securities attorney. An experienced lawyer knows how to investigate your case. An attorney can represent you if your losses have come from any number of investments and types of securities.
Call us at (732) 449-0449 for more information from Anthony J. Cafaro, P.C. or to schedule a consultation in our office in Sea Girt. NOTE: This is for informational purposes only and does not constitute legal advice.
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